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NEW QUESTION: 1
Which of the following does not describe a prohibited activity by investment advisers and their representatives, according to NASAA Model Rules?
A. All of the above describe prohibited practices.
B. A 72-year-old retired social worker comes to Simon LaGree for investment advice. She has $50,000 to invest. Simon recommends she invest half of it in an international growth mutual fund and half in a variable annuity.
C. A new client comes to Simon LaGree for investment advice. The client has $25,000 to invest. Simon tells the client that it will cost the client $5,000 to have a customized financial plan developed for him, but after that the client needs to pay only 5% of the total value of the assets under management each quarter.
D. The agreement that Simon LaGree has his clients sign indicates that LaGree uses SecureMoney Broker-Dealers in executing trades for his clients and that, in return, LaGree receives software from the broker-dealer that allows LaGree to perform some fundamental and technical analysis.
Answer: D
Explanation:
Explanation/Reference:
Explanation: It is not prohibited for LaGree to receive the software from SecureMoney in return for executing trades through that broker-dealer since LaGree has disclosed this to his clients. An investment adviser is permitted to receive soft dollars from broker-dealers in return for executing trades through them, as long as the client is informed of the arrangement and the soft dollars will benefit both the client and the adviser, which is the case in this instance since the software gives LaGree the ability to do research in order to better advise his client. Choice A is clearly prohibited since it constitutes an "unreasonable advisory fee." In Choice B, LaGree is making unsuitable recommendations to his client. A 72-year-old retired social worker is likely to have a greater-than-average need for liquidity to pay for unexpected items, such as medical bills. Variable annuities are designed to be long-term investments, not short-term investments, so they would not meet this need. They typically have high surrender penalties that the client would be subject to if she needed to make withdrawals within, say, the next 10 years. Likewise, international growth funds are not liquid investments. International growth mutual funds are invested in foreign stocks and are riskier than average, and are, thus, not suitable investment vehicles for the typical
72-year-old retired social worker.
NEW QUESTION: 2
Your network contains two Active Directory forests named contoso.com and corp.contoso.com
User1 is a member of the DnsAdmins domain local group in contoso.com.
User1 attempts to create a conditional forwarder to corp.contoso.com but receive an error
message shown in the exhibit. (Click the Exhibit button.)
You need to configure bi-directional name resolution between the two forests.
What should you do first?
A. Configure the zone to be Active Directory-integrated
B. Add User1 to the DnsUpdateProxy group.
C. Run the New Delegation Wizard
D. Enable the Advanced view from DNS Manager
Answer: A
NEW QUESTION: 3
DRAG DROP
You administer a large and complex SQL Server Integration Services (SSIS) solution in the SSIS catalog.
You are instructed to execute a package by using PowerShell. You need to create the correct PowerShell command.
How should you place the four code segments in sequence? (To answer, move the appropriate code segments from the list of code segments to the answer area and arrange them in the correct order.)
Answer:
Explanation:
Explanation:
Box 1:
Box 2:
Box 3:
Box 4:
Note:
Example:
ProjectInfo testProject = isserver.Catalogs["SSISDB"].Folders["TEST"].Projects["Integration Services Project2"]; PackageInfo testPackage = testProject.Packages["Package.dtsx"]; Full example:
class Program
{
static void Main(string[] args)
{
SqlConnection conn = new SqlConnection("Data Source=localhost;Initial
Catalog=SSISDB;Integrated Security=SSPI;");
IntegrationServices isserver = new IntegrationServices(conn);
ProjectInfo testProject = isserver.Catalogs["SSISDB"].Folders["TEST"].Projects["Integration Services Project2"]; PackageInfo testPackage = testProject.Packages["Package.dtsx"]; testProject.Parameters["ProjectTestParam1"].Set(ParameterInfo.ParameterValueType.Ref erenced, "661"); testPackage.Parameters["PackageTestParam1"].Set(ParameterInfo.ParameterValueType.
Referenced, "662");
testPackage.Execute(false, null);
}
}
}